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Audit and Assurance

Regulatory Compliance

The overwhelming tasks of determining which regulations apply to your growing organization, where regulations overlap, and how to develop or integrate a corporate compliance program should not be undertaken alone. With our industry, risk advisory, and IT expertise, we help you address regulatory compliance in the most strategic way possible, adding significant value to your organization.

Regulatory Compliance Expertise

Our regulatory compliance services include:
  • Corporate compliance, governance, and ethics programs, including SAS 99 fraud prevention and deterrence evaluations
  • Sarbanes-Oxley advisory services
  • Internal controls advisory services for nonprofit and private companies
  • U.S. Sentencing Commission's sentencing guidelines advisory services, which outline the purposes of crime sentencing and provide fairness in meeting those purposes
  • Gramm-Leach-Bliley Act advisory services, including the Financial Privacy and Safeguards rules, which require safeguarding customer data and information
  • Foreign Corrupt Practices Act advisory services
  • Payment Card Industry (PCI) data security standards advisory services

The EKS&H Advantage

  • Effective compliance without exceeding your requirements or budget
  • Reduced risk of fines or damages resulting from non-compliance
  • Increased understanding of procedures and controls used to mitigate risks, often resulting in control rationalization and operational efficiencies
  • Coordination of efforts with your internal audit department to meet regulatory compliance requirements most efficiently and effectively